Head of Financial Services Compliance
Utility Warehouse
Company DescriptionThis is a hybrid role working from one of our London hubs 2 days per week.Hi! We’re UW. We’re on a mission to take the headache out of utilities by providing them all in one place. One bill for energy, broadband, mobile and insurance and a whole lot of savings!We’re aiming to double in size as we help more people to stop wasting time and money. Big ambitions, to be delivered by people like you.Got your attention? Read on…We put people first. It’s all about you..We’ve got a fantastic opportunity for a senior Compliance professional to lead the compliance function for the Financial Services (“FS”) part of the UW business.To be successful in this role you will possess a deep knowledge of financial services regulations, strong leadership skills and the ability to implement, embed and supervise effective compliance across a growing and dynamic business. We’re continuing to scale at pace so you’ll be focused on developing a best-in-class compliance approach to support the business as it grows.Here’s the key skills and experience we’re looking for you to bring:
Please note, due to the nature of this role, you The role may need to require working beyond standard business hours to meet regulatory deadlines.Our leadership beliefsAs a leader at UW, we look for you to uphold three simple beliefs that align to our DNA:
We work together. Your team and the people you will work with…Reporting into our Legal & Compliance Director, you will play a key role in our Legal & Compliance Leadership team working with counterparts in Compliance across our Energy and Telco space and leading a team of two. You will also work very closely with our Chief Commercial Officer and sit on their Commercial Leadership Team as a subject matter expert. You will also work in partnership with our commercial and product teams.We deliver progress. What you’ll do and how you will make an impact.Over the last few years the FS business unit at UW has rapidly scaled from a startup to one of the 50 largest personal lines intermediaries in the UK (by GWP). As Head of Financial Services Compliance, you’ll build on the great work the teams have already put in place, developing our Financial Services compliance approach to be best-in-class for a fast-growth organisation.Key Responsibilities:Leadership and Strategy:
Regulatory Compliance:
Risk Management:
Training and Education:
Monitoring and Reporting:
Policy Development:
Third-Party Management:
Investigation and Resolution:
So why pick UW?We’ve got big ambitions so there’s going to be plenty of challenges. There are also a lot of benefits:
Apply here!You’ve got this far… Hit apply – we can’t wait to hear from you! Worried you don’t hit all the criteria? We welcome applications from diverse and varied backgrounds so get your application in and let’s chat!Claire Fennell will be your point of contact throughout the recruitment process.Additional InformationWe anticipate that this position will be identified as a Certified Individual role for the purposes of the UK Senior Managers and Certification Regime (SMCR). We will need to demonstrate that you are suitably qualified to perform this role, which will require regulatory reference checks, fitness and propriety checks, and potentially background checks.We provide equal opportunities, a diverse and inclusive work environment, and fairness for everyone. You are welcome to apply no matter your age, disability, gender, marriage or civil partnership status, pregnancy and maternity status, race, religion or belief, or sexual orientation. If you need any help, support, or advice at any point during the hiring process please just let us know.Please note, if you are applying for a role which involves having access to personal data, you will be subject to a background check. Where checks are unsatisfactory or incomplete and/or a failure to reveal information relating to convictions that you are required to identify as part of the background checks, could lead to withdrawal of an offer of employment.
London
Wed, 31 Jul 2024 03:51:43 GMT
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